Tag: disciplinary proceedings

Hearing Notice – CIRO to Hold a Disciplinary Hearing for Marc-Antoine Ladeiro

VANCOUVER, BC, Aug. 6, 2025 /CNW/ - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to...

Hearing Notice – CIRO to Hold a Settlement Hearing for Regan Donald Eric Espeseth

SASKATOON, SK, July 28, 2025 /CNW/ - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant...

Decision Notice – CIRO Sanctions Hongjia Liu

VANCOUVER, BC, July 4, 2025 /CNW/ - On June 18, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing...

Decision Notice – CIRO Hearing Panel issues its Reasons for Decision in the matter of Scott Nicolas Zurevinski

CALGARY, AB, July 3, 2025 /CNW/ - Following a settlement hearing held on May 15, 2025 pursuant to the Mutual Fund Dealer Rules, on...

Decision Notice – CIRO Hearing Panel finds Ken Kin Kit Lui and Devina Master liable and imposes sanctions

TORONTO, June 20, 2025 /CNW/ - Following a disciplinary hearing held on June 11, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO)...

Decision Notice – CIRO Sanctions David Alan Robertson

VANCOUVER, BC, June 11, 2025 /CNW/ - On May 30, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing pursuant...

Decision Notice – CIRO Sanctions Jagdish Chandane

TORONTO, June 6, 2025 /CNW/ - On May 22, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing pursuant...

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HomeTagsDisciplinary proceedings

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Tag: disciplinary proceedings

Hearing Notice – CIRO to Hold a Disciplinary Hearing for Marc-Antoine Ladeiro

Hearing Notice – CIRO to Hold a Settlement Hearing for Regan Donald Eric Espeseth

Decision Notice – CIRO Sanctions Hongjia Liu

Decision Notice – CIRO Hearing Panel issues its Reasons for Decision in the matter of Scott Nicolas Zurevinski

Decision Notice – CIRO Hearing Panel finds Ken Kin Kit Lui and Devina Master liable and imposes sanctions

Decision Notice – CIRO Sanctions David Alan Robertson

Decision Notice – CIRO Sanctions Jagdish Chandane

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