Firm examines whether Daniel Merithew Allen recommended an unapproved outside investment to UBS Financial Services clients
Firm examines whether Daniel Merithew Allen recommended an unapproved outside investment to UBS Financial Services clients
AAPL308.26-4.80 (-1.53%) ▼|ABBV247.97+1.93 (+0.78%) ▲|ABT108.62+0.81 (+0.75%) ▲|ACN178.25+2.53 (+1.44%) ▲|ADBE272.96+7.75 (+2.92%) ▲|AMAT522.12-17.02 (-3.16%) ▼|AMD469.56-13.80 (-2.86%) ▼|AMGN417.20+6.26 (+1.52%) ▲|AMT169.11-3.43 (-1.99%) ▼|AMZN278.09+3.61 (+1.32%) ▲|AVGO422.40-5.36 (-1.25%) ▼|AXP338.86-2.05 (-0.60%) ▼|BA232.79-1.63 (-0.70%) ▼|BAC63.86+0.69 (+1.09%) ▲|BKNG212.88-1.54 (-0.72%) ▼|BLK1,131.40-4.99 (-0.44%) ▼|BMY64.84+0.12 (+0.19%) ▲|BNY159.43+1.82 (+1.15%) ▲|BRK-B529.42+7.62 (+1.46%) ▲|C135.22+0.22 (+0.16%) ▲|CAT837.58-4.61 (-0.55%) ▼|CL93.15-0.12 (-0.13%) ▼|CMCSA25.20-0.16 (-0.63%) ▼|COF218.97+1.21 (+0.56%) ▲|COP123.03+5.42 (+4.61%) ▲|COST952.75+4.93 (+0.52%) ▲|CRM197.51+4.77 (+2.47%) ▲|CSCO122.57+1.14 (+0.94%) ▲|CVS95.67-0.03 (-0.03%) ▼|CVX194.91+8.35 (+4.48%) ▲|DE609.28-11.55 (-1.86%) ▼|DHR209.37+4.61 (+2.25%) ▲|DIS103.18-1.73 (-1.65%) ▼|DUK121.19-3.66 (-2.93%) ▼|EMR158.71+0.45 (+0.28%) ▲|FDX325.08+6.51 (+2.04%) ▲|GD395.97+3.92 (+1.00%) ▲|GE366.70-3.38 (-0.91%) 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▼|BAC63.86+0.69 (+1.09%) ▲|BKNG212.88-1.54 (-0.72%) ▼|BLK1,131.40-4.99 (-0.44%) ▼|BMY64.84+0.12 (+0.19%) ▲|BNY159.43+1.82 (+1.15%) ▲|BRK-B529.42+7.62 (+1.46%) ▲|C135.22+0.22 (+0.16%) ▲|CAT837.58-4.61 (-0.55%) ▼|CL93.15-0.12 (-0.13%) ▼|CMCSA25.20-0.16 (-0.63%) ▼|COF218.97+1.21 (+0.56%) ▲|COP123.03+5.42 (+4.61%) ▲|COST952.75+4.93 (+0.52%) ▲|CRM197.51+4.77 (+2.47%) ▲|CSCO122.57+1.14 (+0.94%) ▲|CVS95.67-0.03 (-0.03%) ▼|CVX194.91+8.35 (+4.48%) ▲|DE609.28-11.55 (-1.86%) ▼|DHR209.37+4.61 (+2.25%) ▲|DIS103.18-1.73 (-1.65%) ▼|DUK121.19-3.66 (-2.93%) ▼|EMR158.71+0.45 (+0.28%) ▲|FDX325.08+6.51 (+2.04%) ▲|GD395.97+3.92 (+1.00%) ▲|GE366.70-3.38 (-0.91%) ▼|GEV990.85+0.53 (+0.05%) ▲|GILD133.06-0.15 (-0.11%) ▼|GM87.96+0.38 (+0.43%) ▲|GOOG355.84+2.37 (+0.67%) ▲|GOOGL357.52+3.22 (+0.91%) ▲|GS1,034.51-5.10 (-0.49%) ▼|HD350.78-4.84 (-1.36%) ▼|HON242.93-3.28 (-1.33%) ▼|IBM236.31+0.72 (+0.31%) ▲|INTC97.52-4.13 (-4.06%) ▼|INTU334.43+9.18 (+2.82%) ▲|ISRG393.38+14.57 (+3.85%) ▲|JNJ261.81+2.57 (+0.99%) ▲|JPM359.79+2.27 (+0.63%) ▲|KO86.87-0.18 (-0.21%) ▼|LIN492.46+2.48 (+0.51%) ▲|LLY1,231.94+46.23 (+3.90%) ▲|LMT603.16+15.21 (+2.59%) ▲|LOW218.88-4.47 (-2.00%) ▼|LRCX306.40-4.95 (-1.59%) ▼|MA563.17+0.22 (+0.04%) ▲|MCD273.72-0.76 (-0.28%) ▼|MDLZ61.53-1.08 (-1.73%) ▼|MDT89.41+2.25 (+2.58%) ▲|META594.92+2.82 (+0.48%) ▲|MMM182.04-0.86 (-0.47%) ▼|MO65.54-2.81 (-4.11%) ▼|MRK130.92+2.34 (+1.82%) ▲|MS215.33-1.00 (-0.46%) ▼|MSFT506.06+6.07 (+1.21%) ▲|MU861.00-16.57 (-1.89%) ▼|NEE84.70+0.05 (+0.06%) ▲|NFLX76.29+2.15 (+2.90%) ▲|NKE42.11+0.41 (+0.98%) ▲|NOW127.44+2.56 (+2.05%) ▲|NVDA217.55-6.41 (-2.86%) ▼|ORCL151.05+4.03 (+2.74%) ▲|PEP137.73-1.29 (-0.93%) ▼|PFE27.05+0.29 (+1.08%) ▲|PG146.44+0.65 (+0.45%) ▲|PLTR175.23+3.22 (+1.87%) ▲|PM186.00-3.57 (-1.88%) ▼|QCOM162.17-5.69 (-3.39%) ▼|RTX224.12+1.09 (+0.49%) ▲|SBUX104.65-0.93 (-0.88%) ▼|SCHW107.99+0.39 (+0.36%) ▲|SO91.34-1.35 (-1.46%) ▼|SPG220.55-2.36 (-1.06%) ▼|T24.05+0.26 (+1.09%) ▲|TMO599.69+5.69 (+0.96%) ▲|TMUS178.20+1.01 (+0.57%) ▲|TSLA330.88+2.30 (+0.70%) ▲|TXN280.44-5.64 (-1.97%) ▼|UBER78.03+3.01 (+4.01%) ▲|UNH408.74+1.66 (+0.41%) ▲|UNP292.24-0.89 (-0.30%) ▼|UPS104.72+0.22 (+0.21%) ▲|USB64.19+0.25 (+0.39%) ▲|V361.32-1.18 (-0.33%) ▼|VZ47.03-0.03 (-0.06%) ▼|WFC87.52+0.27 (+0.31%) ▲|WMT112.66+0.81 (+0.72%) ▲|XOM159.79+6.75 (+4.41%) ▲|
