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Tag: financial regulation

Hearing Notice – CIRO to Hold a Disciplinary Hearing for Marc-Antoine Ladeiro

VANCOUVER, BC, Aug. 6, 2025 /CNW/ - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to...

Hearing Notice – CIRO to Hold a Settlement Hearing for Regan Donald Eric Espeseth

SASKATOON, SK, July 28, 2025 /CNW/ - A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant...

Digital Finance Forum of Global Digital Economy Conference 2025 Grandly Convened at Beijing Banking & Insurance Business Park

BEIJING, July 7, 2025 /PRNewswire/ -- On July 3, the Digital Finance Forum of the Global Digital Economy Conference 2025 was held at the...

Decision Notice – CIRO Sanctions Hongjia Liu

VANCOUVER, BC, July 4, 2025 /CNW/ - On June 18, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing...

Investor Alert: Fraudulent Website Impersonating Funds Direct Canada Inc. and Falsely Claiming CIRO Registration

Be an informed investor - Protect yourself against fraudulent schemes TORONTO, July 4, 2025 /CNW/ - The Canadian Investment Regulatory Organization (CIRO) is warning investors...

Decision Notice – CIRO Hearing Panel issues its Reasons for Decision in the matter of Scott Nicolas Zurevinski

CALGARY, AB, July 3, 2025 /CNW/ - Following a settlement hearing held on May 15, 2025 pursuant to the Mutual Fund Dealer Rules, on...

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