Tag: disciplinary proceedings

Decision Notice – CIRO Hearing Panel finds Ken Kin Kit Lui and Devina Master liable and imposes sanctions

TORONTO, June 20, 2025 /CNW/ - Following a disciplinary hearing held on June 11, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO)...

Decision Notice – CIRO Sanctions David Alan Robertson

VANCOUVER, BC, June 11, 2025 /CNW/ - On May 30, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing pursuant...

Decision Notice – CIRO Sanctions Jagdish Chandane

TORONTO, June 6, 2025 /CNW/ - On May 22, 2025, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) held a hearing pursuant...

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HomeTagsDisciplinary proceedings

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Tag: disciplinary proceedings

Decision Notice – CIRO Hearing Panel finds Ken Kin Kit Lui and Devina Master liable and imposes sanctions

Decision Notice – CIRO Sanctions David Alan Robertson

Decision Notice – CIRO Sanctions Jagdish Chandane

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